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Mesoscale Data Assimilation

Advanced data assimilation systems for community use (top)

MM5/WRF 3DVAR Release

In June 2003, a combined MM5/WRF three-dimensional variational (3DVAR) data assimilation system was released to the research community after several years of development. Dale Barker coordinated the release and created a web page containing links to the software, documentation, etc. The 3DVAR system has been released to both MM5 (http://www.mmm.ucar.edu/3dvar) and WRF (http://www.wrf-model.org/WG4/wg4_main.html) communities. An initial tutorial attended by over 50 researchers from the U.S. and abroad was held at NCAR in conjunction with the release. A second tutorial was requested by members of the Italian data assimilation research community and was presented over two days in L’Aquila, Italy in July 2003 by Barker.

AFWA implementation of MM5/WRF 3DVAR

In late 2002, the MM5/WRF 3DVAR system was implemented operationally in worldwide MM5-based domains at the US Air Force Weather Agency (AFWA) in Omaha, Nebraska. This follows an earlier operational implementation at the Taiwanese Civil Aeronautics Administration (CAA). These achievements follow several years of effort, supported by AFWA and CAA, to ensure the accuracy, efficiency, portability, and flexibility requirements of the operational and research communities. Areas of research conducted by Barker include the following: 1) the impact of Quikscat scatterometer data on mesoscale NWP; 2) the use of bogus surface pressure observations as a typhoon bogus vortex implementation system in 3DVAR; 3) the use of observation and variational diagnostics to improve the usage of observations in 3DVAR; and 4) assessment and tuning of the performance of 3DVAR and MM5 in mesoscale North American, European and Asian domains.

Figure 12: Verification against radiosonde observations for height (above) and relative humidity (below) for AFWA’s Europe 45km domain. Forecast ranges are 0hr (red), 12h (green) and 24hr (blue). Triangles are MM5 forecast using 3DVAR, squares use OI.

Figure 12 is taken from AFWA verification of the European application of MM5 3DVAR, compared with the optimum interpolation (OI) scheme that the 3DVAR system was intended to replace. Verification of both height and relative humidity (against sonde observations) indicates a significant reduction of 3DVAR forecast error relative to that of OI. Improvements (not shown) are also seen in temperature and precipitation field.

Real-time mesoscale ensemble forecasting sytem

James Bresch developed a real-time mesoscale ensemble forecasting system. The system consists of five members, run twice daily, with a 30-km grid covering the continental United States. The 48-h forecasts are used to compare various analysis methods, data sensitivities, and physics packages. Specifically, for the first time, GPS precipitable water measurements were routinely assimilated into the real-time MM5 3DVAR system and their impact assessed. Plots are available on http://rain.mmm.ucar.edu/mm5.

Simulations of Indian monsoon weather systems and the impacts of various data assimilation methods

Jimy Dudhia, Mitchell Moncrieff, and Barker hosted Someshwar Das (National Center for Medium Range Weather Forecasting, India) as part of a collaboration initiated by the Indo-US Forum on Weather and Climate Modeling held in New Delhi in 2002. The initial studies involved simulations of Indian monsoon weather systems and the impacts of various data assimilation methods and physical parameterizations. Das has started applying NCAR's 3DVAR system in tests with his Indian real-time forecast system based on MM5. Its daily use will be a valuable test of this data assimilation method in a new region with local Indian and satellite data.

Comparison of 4DVAR and EnKF techniques for convective-scale data assimilation

Alain Caya, Juanzhen Sun, and Chris Snyder continued to compare the performance of the 4DVAR and EnKF techniques using simulated data of a supercell storm. 4DVAR and EnKF are the two analysis techniques capable of accounting for the evolution of the atmospheric flow represented by a numerical model. The 4DVAR technique was examined for the convective-scale in the past and showed promising results. The EnKF is a relatively new technique with some attractive features. One advantage of EnKF is that it takes less effort to implement compared with the 4DVAR technique. Using a simple cloud model and radar observations extracted from the simulation of a supercell storm, identical-twin experiments were conducted by both the 4-D variational Doppler radar analysis system (VDRAS) and a recently developed EnKF analysis system. A number of experiments were conducted to examine the performance of the two techniques under various conditions. The results suggested that both techniques are able to retrieve the unobserved wind and thermodynamic and microphysical variables with good accuracy when the systems are carefully tuned. The 4DVAR generally shows better performance in terms of RMS error reduction in the first few cycles. Given enough cycles, the EnKF scheme produces similar or sometimes superior results than 4DVAR. A journal paper is being prepared, and will be submitted to the Monthly Weather Review.

Initialization and forecasting of a hailstorm using radar observations from STEPS

Forecasting of individual convective systems presents great challenges to numerical weather prediction. In order to examine qualitative prediction of precipitation in warm season convective systems, Sun and Jay Miller initialized a warm rain cloud-scale model using single-Doppler observations of a hailstorm from a WSR-88D radar and performed short-term forecasting experiments. The model was initialized by assimilating the radar observations for a period of 30 minutes using a 4DVAR technique. A series of data assimilation and forecasting experiments were conducted to examine the sensitivity of the forecast with respect to environmental, model, and data uncertainties. Results indicate that the gross structure, location, and propagation speed of the predicted storm were in good agreement with the observations up to two hours. Good correlation between the forecast storm and the observed storm was obtained. It was found that the general characteristics of the forecast storm resembled those of the storm obtained from dual-Doppler analysis. Some of the results were included in a book chapter on thunderstorm forecasting.

Enhancement of MM5/WRF Three Dimensional Data Assimilation System (3DVAR)

Syed Rafat Husain Rizvi’s research enhanced the current capability of the MM5/WRF 3DVAR system, which was released recently for community use. These enhancements include the following:

1) Two additional observational types were implemented into 3DVAR: (a) Buoy: useful surface observations collected over the ocean that provide information over the vast data sparse region. (b) Wind Profiler: Very high-resolution vertical profiles of wind observations are mainly available over land. Unlike most upper air observations, these observations are available at very high frequency and have the potential benefit of resolving important mesoscale weather systems.

2) Implementation of Conjugate Gradient (CG) minimization method. The potential benefit of implementing this method in 3DVAR lies with the fact that it is much more efficient than the existing Quasi Newton method as seen in Fig. 13.

Figure 13: Implementation of Conjugate Gradient (CG) minimization method to enhance the MM5 and WRF 3DVAR system.

3) Implementation of incremental 3DVAR approach. An outer loop has been added to the current 3DVAR. This approach produces good analyses as it makes use of additional observations during the subsequent outer loop iterations.

4) Efficient calculation of background errors (BE): The role of background errors is very important in any analysis scheme as it decides the spread of information contained in the observations. An efficient way of computing BE has been implemented. The new code saves about 80-85% of CPU without losing much accuracy. Interpolated BE does not give good results, so whenever an analysis for any new region is run, respective BE have to be computed. With the new code it is possible to generate BE for any region within a reasonable time frame. See Fig. 14.

Figure 14: Efficient calculation of background errors (BE) is very important in any analysis scheme as it decides the spread of information contained in the observations. An efficient way of computing BE has been implemented. The new code saves about 80-85% of CPU without losing much accuracy.

Optimal use of existing observations & the potential benefits of new observing systems (top)

Assimilation of surface observations with EnKF data assimilation system

Surface-layer (screen-height) observations, such as exist in a typical mesonet, are under-utilized in current data assimilation (DA) algorithms because of weak coupling with the free atmosphere aloft. But simulation and short-range forecasts of near-surface conditions could benefit from these data. The Ensemble Kalman Filter data assimilation algorithm, which uses anisotropic and flow-dependent covariance information to spread the influence of an observation, is appropriate for this task. Joshua Hacker (ASP) and Snyder used a column PBL model to successfully assimilate simulated observations.

Figure 15: Significant error reduction for a) temperature, b) wind, and c) moisture is obtained by in inclusion of Surface-layer (screen-height) observations which are assimilated using the Ensemble Kalman Filter data assimilation algorithm.


The results (Fig.15) showed significant error reduction for a) temperature, b) wind, and c) moisture. This places an upper bound on the advantage of using surface observations to specify the state of the PBL. Hacker and Snyder also performed parameter estimation experiments to mitigate the negative effects of simulated model error, showing that the observations can be useful to correct erroneous parameters. The successful assimilation suggests that the potential exists for surface observations to improve numerical simulations and forecasts of air-pollution events, convective outbreaks, and cyclogenesis where PBL preconditioning is important.

Design of optimal global observing systems

Because resources for meteorological observations are limited, choices must be made among proposed enhancements to the weather observing system. Rebecca Morss analyzed choices among observing systems from a public policy research perspective. She explained the role and importance of problem definition in policy research to a meteorological audience, using five alternate definitions of the observing system design problem to demonstrate how different problem definitions can lead to different results. The problem definitions presented build towards an appropriate problem definition for observing system design, an important prerequisite for designing a more cost-effective, integrated global observing system.

Designing optimal observing systems requires balancing the costs and benefits of different observations. Although the meteorological community has discussed the question of optimal investment in observations for more than three decades, it still lacks a practical, systematic framework to analyze the issue. Morss collaborated with two economists, Kathleen Miller (ESIG) and graduate student Maxine Vasil (University of Colorado) to develop such a framework, using an economics approach. To demonstrate the framework, they are analyzing the appropriate level of investment in observations for an idealized example, based on previous research results.

Effect of incorporating total ozone from the Total Ozone Mapping Spectrometer (TOMS) into the initial condition of MM5 forecasts

Christopher Davis and Simon Low-Nam continued their investigation of the effect of incorporating total ozone from the Total Ozone Mapping Spectrometer (TOMS) into the initial condition of MM5 forecasts. They have identified cases of large forecast error at time ranges of 48-72 h over the eastern Pacific Ocean and western North America from the period January-February 2000. Ozone data are incorporated using the well-known correlation between potential vorticity (PV) and ozone and statistics of the vertical structure of PV. The effect of ozone data was found to be minimal in the case with the largest error (31 January 2000). Examination of sensitivity using the MM5 adjoint model suggests that the most sensitive region is the middle troposphere, not the tropopause in this particular case. Thus ozone, whose fluctuations are dominated by the tropopause and lower stratosphere on synoptic time scales, cannot improve this particular forecast. Other cases are being examined to assess the generality of this result.

Optimal strategies for obtaining targeted observations in data sparse regions (top)

Research with ensemble Kalman filters

Mesoscale data assimilation is hampered by two factors. First, observations that are plentiful (e.g., Doppler radar measurements of wind and reflectivity) involve only a subset of atmospheric variables, while observing platforms such as radiosondes that measure all relevant variables are sparse and resolve mesoscale motions poorly. Second, the balances between variables, such as geostrophy, that pertain at large scales in the atmosphere are questionable at the mesoscale; these balances are an important component of more traditional assimilation schemes such as 3DVAR. To overcome these difficulties, there has been substantial effort within MMM and the Data Assimilation Initiative to explore the potential of the ensemble Kalman filter (EnKF) for mesoscale assimilation.

EnKF used in the analysis and prediction of convective scale motions in a simple cloud model

Chris Snyder and Fuqing Zhang (Texas A&M University) applied the EnKF to the analysis and prediction of convective scale motions using simulated observations in a simple cloud model. They have shown that a 50-member EnKF is able to estimate tangential and vertical velocity and temperature, given four to six scans (or about 20 to 30 minutes) of simulated observations of radial velocity extracted from a reference simulation of a supercell thunderstorm (Snyder and Zhang 2003). They have also explored how the assimilation is influenced by changes in the available observations or in the quality of the initial estimate of the storm (Zhang et al. 2003). These results are the first for the EnKF outside of global atmospheric models and hold substantial promise for the application of the EnKF to meso- and convective scales.

Figure 16: The EnKF was applied to the analysis and prediction of convective scale motions using simulated observations in a simple cloud model, showing that a 50-member EnKF is able to estimate tangential and vertical velocity and temperature, given four to six scans (or about 20 to 30 minutes) of simulated observations of radial velocity extracted from a reference simulation of a supercell thunderstorm. These results are the first for the EnKF outside of global atmospheric models and hold substantial promise for the application of the EnKF to meso- and convective scales.


A numerical technique to correct the time-lag and calibration errors in Vaisala radiosonde humidity measurements

Relative humidity (RH) measurements from the Vaisala RS80-H radiosondes used at most National Weather Service (NWS) sites are known to be inaccurate in the upper troposphere (UT) due to measurement errors that result from slow sensor response and an inaccurate calibration at low temperatures. These measurement errors have implications for parameterizing water vapor and cloud initiation in the UT in numerical models, assessing the strong dependence of longwave radiative transfer in the UT on the water vapor concentration, and validation of remote sensor water vapor retrievals from the next generation of satellite sensors. Larry Miloshevich developed a numerical technique to correct the time-lag and calibration errors in Vaisala radiosonde humidity measurements. Comparison of corrected radiosonde measurements with simultaneous measurements from the reference-quality NOAA cryogenic hygrometer demonstrates that the corrections remove the temperature-dependent dry bias and substantially reduce the variability.

Figure 17: Mean (dots) and standard deviation (bars) of the percentage change in measured water vapor that results from correcting the sensor time-lag and calibration errors, shown as a function of altitude for all soundings from the Miami NWS site during the July 2002 NASA/CRYSTAL-FACE experiment. Vertical bar is the standard deviation of the tropopause altitude.

Application of the humidity corrections to NWS radiosonde data (Figure 17) shows that the relative humidity in the UT is increased by 20% on average, and more than 40% for some soundings. The corrections also decrease the water vapor in the lower stratosphere by 20% on average, thereby steepening the humidity profile in the troposphere-stratosphere transition region, with implications for studies of stratospheric dehydration.

Extended EnKF tests with cloud models including WRF

William Skamarock and Snyder extended tests of the EnKF to other cloud models (including a prototype implementation for WRF). They successfully used simulated observations from an idealized supercell, thus confirming the results of Snyder and Zhang (2003), as well as from an idealized squall-line simulation. These latter experiments extend the results to a situation in which individual convective cells are not quasi-steady state and the assimilation period of two hours covers several cell lifetimes. Skamarock and Snyder also completed experiments, again in the context of a simulated squall line, in which the initial ensemble mean used in the EnKF includes error in the environmental sounding. They found that assimilation severely degraded for cases in which errors are comparable to likely uncertainty in soundings (several m s-1), and they began exploring the possibility of estimating the environmental soundings based on the radar observations.

Developing an EnKF system for regional mesoscale data assimilation based on WRF

The past year also saw progress in developing an EnKF system for regional mesoscale data assimilation based on WRF. Lateral boundary conditions are an important source of uncertainty in regional forecasts and this uncertainty must be accounted for in the EnKF. To this end, Ryan Torn, Gregory Hakim (both of the University of Washington), Alain Caya, and Snyder began exploring various treatments of the lateral boundary conditions for short-range limited-area ensemble forecasts.

Incorporation of WRF into the Data Assimilation Research Testbed (DART)

In addition, Caya and Skamarock led an effort, together with Jeffrey Anderson, Dale Barker, and Snyder, to incorporate WRF into the Data Assimilation Research Testbed (DART, developed by the NCAR Data Assimilation Initiative) in order to facilitate further development and testing of the EnKF for WRF. Caya and Snyder began assimilation experiments with WRF using the EnKF and simulated observations on a continental US domain. Preliminary results suggest that the EnKF is an effective assimilation scheme for this problem. While regional mesoscale assimilation and ensemble forecasting is important in its own right, these results also hold the potential for a unified approach from meso- to convective scales, in which the ensemble produced by the EnKF on regional domains will supply boundary conditions for convective-resolving nested domains.

Doppler radar data assimilation using the MM5/WRF 3DVAR system

Qingnong Xiao worked in the area of Doppler radar data assimilation using the MM5/WRF 3DVAR system. He modified the 3DVAR system to include capabilities of producing vertical velocity (w) increments, as well as cloud water (qc) and rainwater (qr) increments. Doppler radial velocity and reflectivity data can be assimilated into 3DVAR analyses with his effort. He demonstrated that the 3DVAR system for Doppler velocity assimilation is stable and robust in a cycling mode making use of high-frequency radar data. Assimilation of Doppler radial velocities improves the prediction of the rain-band movement and intensity change. As a result, an improved skill for the short-range heavy rainfall forecast is obtained. Xiao found that continuous assimilation with 3-h update cycles is important in producing an improved heavy rainfall forecast. This work is a collaboration among MMM, ATD, the Korean Meteorological Administration and Seoul National University, Korea.

 

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